Victoria Jane Joiner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trilogy Financial Planning Limited

    FRN 843149

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • Responsible for Insurance Distribution (since 10 Dec 2019)
    • SMF3 Executive Director (since 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2019)
    • SMF16 Compliance Oversight (10 Dec 2019 to 22 May 2020)
  • Bluesky Financial Planners Limited (no longer approved here)

    FRN 914561

    • CF30 Customer (2 Oct 2019 to 28 Aug 2020)
  • Crowe Financial Planning UK Limited (no longer approved here)

    FRN 185323

    • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
    • CF21 Investment Adviser (21 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2005 to 21 Mar 2005)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF22 Investment Adviser (Trainee) (26 Mar 2004 to 26 Nov 2004)
  • Ethos Financial Management Limited (no longer approved here)

    FRN 189808

    • (4)Employed By (26 Mar 2004 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.