Bluesky Financial Planners Limited

• Principal Place of Business

  Hatch Farm

  Mill Lane

  Sindlesham

  Wokingham

  RG41 5DF

  UNITED KINGDOM

  Phone

  +4401189876655

  Web

  https://www.blueskyifas.co.uk

• Complaints Contact

  The Barn

  Hatch Farm

  Mill Lane

  Sindlesham

  Wokingham

  Berkshire

  RG41 5DF

  UNITED KINGDOM

  Phone

  +4401189876655

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elizabeth Anne Penston

  IRN EAP01051

  • CF4 Partner (2 Oct 2019 to 28 Aug 2020)
• Jack Thompson

  IRN JXT00405

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
• Jeremy Jackson

  IRN JXJ01406

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 24 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Oct 2019 to 28 Aug 2020)
• Mark John Penston

  IRN MJP00034

  • SMF3 Executive Director (1 Sep 2020 to 31 Mar 2023)
  • Responsible for Insurance Distribution (1 Sep 2020 to 31 Mar 2023)
  • SMF16 Compliance Oversight (1 Sep 2020 to 9 Feb 2023)
  • CF1 Director (28 Aug 2020 to 28 Aug 2020)
  • CF30 Customer (28 Aug 2020 to 28 Aug 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
  • CF10 Compliance Oversight (2 Oct 2019 to 28 Aug 2020)
  • CF4 Partner (2 Oct 2019 to 28 Aug 2020)
• Michael William Thompson

  IRN MWT01054

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 11 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 11 Jan 2021)
• Robert Keith Starling

  IRN RKS00016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 12 May 2023)
  • SMF16 Compliance Oversight (since 2 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2020)
  • SMF3 Executive Director (since 1 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (2 Oct 2019 to 28 Aug 2020)
  • CF30 Customer (2 Oct 2019 to 28 Aug 2020)
  • CF4 Partner (2 Oct 2019 to 28 Aug 2020)
• Victoria Jane Joiner

  IRN VJH01027

  • CF30 Customer (2 Oct 2019 to 28 Aug 2020)

No changes recorded yet.