Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (1 Sep 2020 to 9 Feb 2023)
- Responsible for Insurance Distribution (1 Sep 2020 to 31 Mar 2023)
- SMF3 Executive Director (1 Sep 2020 to 31 Mar 2023)
- CF1 Director (28 Aug 2020 to 28 Aug 2020)
- CF30 Customer (28 Aug 2020 to 28 Aug 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2023)
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
- CF4 Partner (2 Oct 2019 to 28 Aug 2020)
- CF10 Compliance Oversight (2 Oct 2019 to 28 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.