Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bluesky Financial Planners Limited
FRN 914561
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Responsible for Insurance Distribution (since 12 May 2023)
- SMF16 Compliance Oversight (since 2 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2020)
- SMF3 Executive Director (since 1 Sep 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF4 Partner (2 Oct 2019 to 28 Aug 2020)
- CF11 Money Laundering Reporting (2 Oct 2019 to 28 Aug 2020)
- CF30 Customer (2 Oct 2019 to 28 Aug 2020)
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- CF30 Customer (22 Oct 2012 to 7 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 7 Apr 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- Employed By (1 Dec 2001 to 7 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.