Simon Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management LLP

    FRN 442303

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Jan 2013 to 8 Dec 2019)
  • Crowe Financial Planning UK Limited (no longer approved here)

    FRN 185323

    • CF30 Customer (1 Nov 2007 to 20 Nov 2012)
    • CF24 Pension Transfer Specialist (16 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jun 2004 to 26 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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