Thomas Desborough

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paradigm Norton Financial Planning Ltd

    FRN 455083

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 6 Dec 2023)
    • CF30 Customer (since 16 Aug 2023)
    • [FCA CF] Client dealing (since 3 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2022)
  • Wollen Michelmore Financial Planning Ltd

    FRN 400890

    • Employed By (since 16 Aug 2023)
  • SERENITY FINANCIAL PLANNING LTD (no longer approved here)

    FRN 452299

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • Crowe Financial Planning UK Limited (no longer approved here)

    FRN 185323

    • CF30 Customer (17 Oct 2016 to 14 Jul 2017)
  • MENZIES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 486548

    • CF30 Customer (27 Nov 2015 to 14 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.