Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Rodney James Barker

  IRN RJB01210

  • CF30 Customer (9 Mar 2015 to 8 Jul 2015)
• Rodney James Francis

  IRN RJF01109

  • CF11 Money Laundering Reporting (21 Jun 2005 to 16 Mar 2007)
• Rolf Buergi

  IRN RXB01352

  • CF21 Investment Adviser (17 Nov 2004 to 6 Jun 2006)
• Rory Dowie

  IRN RXD00193

  • [FCA CF] Client dealing (23 May 2022 to 29 Jan 2025)
  • [FCA CF] Functions requiring qualifications (23 May 2022 to 29 Jan 2025)
• Ross Malpass

  IRN RXM02098

  • CF30 Customer (15 Sep 2010 to 6 Mar 2016)
• Roy McGregor

  IRN RXM01254

  • CF1 Director (26 Jan 2005 to 17 Jan 2007)
• Rudolf Josef Enderli

  IRN RJE01137

  • CF29 Significant management (24 Aug 2011 to 30 Jun 2014)
• Rudolph De Mendonca

  IRN RCD01029

  • CF30 Customer (21 Jul 2014 to 6 Mar 2016)
• Rune Madsen

  IRN RXM01528

  • CF30 Customer (2 Dec 2013 to 10 Nov 2014)
• Rupert L A Cecil

  IRN RLC01039

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)

No changes recorded yet.