Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Rupert Peter Howe Fleming

  IRN RPF01054

  • CF30 Customer (4 Mar 2014 to 16 Apr 2015)
• Rupert Watkins

  IRN RXW01537

  • CF30 Customer (12 Jun 2009 to 13 Apr 2011)
• Russell Brennan

  IRN RGB01127

  • [FCA CF] Manager of certification employee (27 Nov 2024 to 16 Sep 2025)
  • [PRA CF] Significant risk taker or Material risk taker (22 Nov 2024 to 16 Sep 2025)
  • [FCA CF] Functions requiring qualifications (30 Jul 2021 to 16 Feb 2023)
  • SMF18 Other Overall Responsibility (8 Mar 2019 to 16 Feb 2023)
  • [FCA CF] Material risk taker (1 Jan 2019 to 16 Feb 2023)
  • [FCA CF] Client dealing (18 Sep 2018 to 1 Jan 2019)
  • CF30 Customer (2 May 2008 to 6 Mar 2016)
• Russell Chambers

  IRN REC01037

  • CF2 Non Executive Director (19 Dec 2008 to 24 Jun 2011)
  • CF30 Customer (23 Nov 2007 to 26 Nov 2008)
• Russell Elvidge

  IRN RGE01016

  • [FCA CF] Client dealing (4 May 2018 to 10 Aug 2022)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 Aug 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 10 Aug 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 10 Aug 2022)
  • CF30 Customer (10 Aug 2010 to 6 Mar 2016)
• Russell Frederick Bussey

  IRN RFB01030

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• Russell Gale

  IRN RAG01053

  • [FCA CF] Client dealing (4 May 2018 to 30 Aug 2023)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2018 to 30 Aug 2023)
  • [FCA CF] Material risk taker (1 Jan 2018 to 30 Aug 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Aug 2023)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)
• Russell James Hopkins

  IRN RJH01374

  • CF15 Internal Audit (21 Apr 2006 to 13 Jul 2007)
• Ryan Perry

  IRN RXP00095

  • [FCA CF] Client dealing (4 May 2018 to 8 Dec 2022)
  • [FCA CF] Functions requiring qualifications (15 Feb 2018 to 8 Dec 2022)
• Sahib Patel

  IRN SXP00151

  • [FCA CF] Functions requiring qualifications (1 Aug 2018 to 10 Mar 2021)
  • [FCA CF] Client dealing (1 Aug 2018 to 10 Mar 2021)

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