Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sajith Narayan

  IRN SXN01205

  • [FCA CF] Manager of certification employee (1 Jan 2022 to 5 Jun 2022)
  • [FCA CF] Functions requiring qualifications (7 Oct 2019 to 5 Jun 2022)
  • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2019 to 5 Jun 2022)
  • [FCA CF] Material risk taker (7 Oct 2019 to 5 Jun 2022)
  • [FCA CF] Client dealing (7 Oct 2019 to 5 Jun 2022)
• Sakshi Abraham

  IRN SXA01775

  • CF30 Customer (12 May 2009 to 31 May 2011)
• Salah Alrawi

  IRN SXA01197

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Salem Tamer

  IRN SXT01432

  • CF30 Customer (25 Jun 2010 to 17 Jun 2011)
• Salih Gokalp Oder

  IRN SGO01016

  • CF30 Customer (13 Oct 2010 to 14 Feb 2013)
• Sameer Kaushal

  IRN SXK02008

  • CF30 Customer (5 Jun 2014 to 6 Mar 2016)
• Sameh Fahmy Fahmy

  IRN SFF00014

  • CF30 Customer (12 Feb 2009 to 13 May 2009)
• Samuel Haddad

  IRN SXH01861

  • CF30 Customer (2 Dec 2013 to 10 Nov 2014)
• Samuel John Moon

  IRN SJM01467

  • [FCA CF] Client dealing (1 Jun 2020 to 10 Mar 2021)
  • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 10 Mar 2021)
• Sandra Julie Copping

  IRN SJC01213

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2004)

No changes recorded yet.