Credit Suisse (UK) Limited

Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sandra Juliette Chai Fah Lim Fat

    IRN SJL01186

    • CF30 Customer (1 Nov 2007 to 18 May 2011)
    • CF21 Investment Adviser (5 Oct 2004 to 31 Oct 2007)
  • Sandra Kong

    IRN YSK01002

    • CF30 Customer (1 Nov 2007 to 16 Dec 2011)
    • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
  • Sandy Kinney Pritchard

    IRN ABK01017

    • SMF12 Chair of the Remuneration Committee (22 Jul 2020 to 12 Feb 2024)
    • SMF11 Chair of the Audit Committee (22 Nov 2017 to 12 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (6 Sep 2017 to 12 Feb 2024)
    • [FCA CF] Material risk taker (6 Sep 2017 to 12 Feb 2024)
  • Sanjay Newatia

    IRN SXN01079

    • CF30 Customer (1 Nov 2007 to 12 Jan 2011)
    • CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
  • Sara Salim

    IRN SXS00230

    • [FCA CF] Client dealing (5 Mar 2020 to 19 Nov 2022)
    • [FCA CF] Functions requiring qualifications (24 Jun 2019 to 19 Nov 2022)
  • Sarah Jane Macdonald

    IRN SJM01262

    • [FCA CF] Client dealing (4 May 2018 to 29 May 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 May 2022)
    • CF30 Customer (30 Sep 2015 to 6 Mar 2016)
  • Sarah-Jane Maidens

    IRN SXM01392

    • CF1 Director (1 Dec 2001 to 6 Nov 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Nov 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Nov 2002)
  • Sarah-Louise Victoria Hurtley

    IRN SVH01012

    • CF30 Customer (28 Aug 2008 to 2 Dec 2011)
  • Sasha Ann Walton

    IRN SAW01221

    • CF30 Customer (1 Nov 2007 to 29 Jan 2009)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jul 2007 to 30 Sep 2007)
  • Seamus Pol O Ceallaigh

    IRN SPO01035

    • [FCA CF] Functions requiring qualifications (1 Mar 2019 to 26 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Jul 2021)
    • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.