Sara Salim

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 27 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (5 Mar 2020 to 19 Nov 2022)
    • [FCA CF] Functions requiring qualifications (24 Jun 2019 to 19 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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