Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sebastian Peter Sumner Donnelly

    IRN SPD01117

    • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
  • Sebastian Schaefer

    IRN SXS02055

    • CF30 Customer (10 Feb 2009 to 18 May 2011)
  • Seniha Idil Atasu

    IRN SIA01012

    • CF21 Investment Adviser (26 Aug 2005 to 7 Feb 2007)
  • Serge Emmanuel A Desmedt

    IRN SED01028

    • CF30 Customer (16 Sep 2010 to 30 Oct 2012)
  • Shaileen Morjaria

    IRN SXM02029

    • CF30 Customer (4 Mar 2013 to 6 Mar 2016)
  • Shannon Alford

    IRN SXA00550

    • [FCA CF] Client dealing (9 Mar 2022 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Mar 2022 to 5 Mar 2025)
  • Sharon Bahl

    IRN SXB01292

    • CF30 Customer (18 Jul 2008 to 4 Jan 2011)
  • Shaun Tibbatts

    IRN SXT00546

    • SMF1 Chief Executive (since 14 Oct 2025)
    • SMF3 Executive Director (since 27 Jul 2023)
    • SMF24 Chief Operations (since 27 Jul 2023)
    • [FCA CF] Material risk taker (6 Apr 2023 to 3 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (6 Apr 2023 to 3 Feb 2025)
  • Shay Shaked

    IRN SXS02436

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 3 Aug 2022)
    • [FCA CF] Client dealing (1 Sep 2020 to 3 Aug 2022)
  • Shazia Abbasi

    IRN SXA01236

    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.