Shaileen Morjaria

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FAIRMONT INVESTMENT MANAGEMENT LIMITED

    FRN 777461

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 10. Broker fund adviser
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2025)
    • SMF3 Executive Director (since 9 Feb 2024)
    • SMF16 Compliance Oversight (since 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
    • [FCA CF] Client dealing (since 1 Jul 2023)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • [FCA CF] Client dealing (31 Oct 2022 to 30 Jun 2023)
    • CF1 Director (AR) (26 May 2022 to 30 Jun 2023)
    • CF30 Customer (26 May 2022 to 30 Jun 2023)
  • DARK STAR ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 975270

    • Employed By (26 May 2022 to 30 Jun 2023)
  • Laven Advisors LLP (no longer approved here)

    FRN 447282

    • CF30 Customer (25 Aug 2020 to 6 Jun 2022)
    • CF1 Director (AR) (25 Aug 2020 to 6 Jun 2022)
  • Consortio Capital Limited (no longer approved here)

    FRN 931475

    • Employed By (25 Aug 2020 to 30 Jun 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (21 Jul 2014 to 6 Mar 2016)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (4 Mar 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (4 May 2012 to 12 Nov 2012)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (4 May 2012 to 12 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.