Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sherifa Omar Edlund

    IRN SOS01008

    • [FCA CF] Client dealing (9 Jan 2023 to 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Jan 2023 to 23 Jun 2025)
  • Shoba Alladi

    IRN SXA01716

    • CF30 Customer (5 Jan 2011 to 31 Dec 2012)
  • Shun Tse

    IRN SXT00316

    • [FCA CF] Functions requiring qualifications (20 Nov 2023 to 23 Jun 2025)
    • [FCA CF] Client dealing (20 Nov 2023 to 5 Mar 2025)
  • Simon Bindloss

    IRN SXB02376

    • CF30 Customer (20 Oct 2009 to 19 Apr 2010)
  • Simon Daniel Racle

    IRN SDR01035

    • CF30 Customer (11 Feb 2009 to 27 Jan 2012)
  • Simon Gordon

    IRN SDG01037

    • CF30 Customer (1 Nov 2007 to 20 Jul 2011)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
  • Simon Hards

    IRN SLH01055

    • [FCA CF] Manager of certification employee (1 Jun 2024 to 19 Nov 2024)
  • Simon Hollingsworth

    IRN SXH01936

    • CF30 Customer (1 Oct 2008 to 29 Jul 2011)
  • Simon James Taylor

    IRN SXT00815

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Jul 2025)
    • [FCA CF] Material risk taker (since 10 Jul 2025)
  • Simon John Ibbitson

    IRN SJI01008

    • CF30 Customer (22 Jul 2011 to 13 Aug 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.