Simon Hards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Manager of certification employee (1 Jun 2024 to 19 Nov 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jun 2024 to 2 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 May 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Jan 2003 to 5 Dec 2003)
    • CF26 Customer Trading (1 Dec 2001 to 20 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.