Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Simon Karnik

  IRN SXK45295

  • [FCA CF] Functions requiring qualifications (13 May 2019 to 23 Oct 2023)
  • [FCA CF] Manager of certification employee (13 May 2019 to 23 Oct 2023)
• Simon Locke

  IRN SXL01628

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 5 Mar 2025)
  • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
  • CF30 Customer (5 Mar 2014 to 6 Mar 2016)
• Simon Max Blank

  IRN SMB01145

  • CF30 Customer (5 Mar 2014 to 4 Aug 2015)
• Simon Politzer

  IRN SXP02714

  • SMF24 Chief Operations (9 Jun 2021 to 30 Sep 2022)
  • [PRA CF] Significant risk taker or Material risk taker (9 Jun 2021 to 31 Dec 2022)
  • [PRA CF] Managing a material risk taker (9 Jun 2021 to 31 Dec 2022)
  • [FCA CF] Material risk taker (1 Feb 2021 to 31 Dec 2022)
  • CF1 Director (22 Dec 2015 to 6 Mar 2016)
• Simon Timothy Whittley

  IRN STW01021

  • CF21 Investment Adviser (21 Aug 2006 to 17 Jul 2007)
• Simon Wilkins

  IRN SXW71356

  • [FCA CF] CASS oversight function (12 Jun 2017 to 5 Jan 2021)
• Simone Agrelli

  IRN SXA01206

  • CF30 Customer (1 Nov 2007 to 10 Aug 2012)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Simone Benatar

  IRN SXB01407

  • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
• Simone Dahlya Sasson

  IRN SDS01107

  • CF30 Customer (2 Dec 2013 to 10 Nov 2014)
• Sonya Silvina Lapena

  IRN SSL01007

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)

No changes recorded yet.