Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 13 Dec 2022)
    • [FCA CF] Manager of certification employee (since 31 Jan 2022)
    • [FCA CF] Client dealing (since 31 Jan 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (20 Nov 2012 to 20 Nov 2012)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 10 Aug 2012)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF21 Investment Adviser (23 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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