Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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REYL & CO. (UK) LLP
FRN 598169
- 17. Administrative functions in relation to managing investments
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 13 Dec 2022)
- [FCA CF] Manager of certification employee (since 31 Jan 2022)
- [FCA CF] Client dealing (since 31 Jan 2022)
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- CF30 Customer (20 Nov 2012 to 20 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 10 Aug 2012)
- CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 11 Dec 2008)
- CF21 Investment Adviser (23 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.