Simon Locke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 5 Mar 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
    • CF30 Customer (5 Mar 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (13 Nov 2008 to 26 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.