Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Sotirios Zois

  IRN SXZ01066

  • CF30 Customer (23 Oct 2008 to 6 Mar 2016)
• Spring Li

  IRN SXL00092

  • [FCA CF] Functions requiring qualifications (6 Nov 2023 to 9 Dec 2024)
  • [FCA CF] Client dealing (6 Nov 2023 to 9 Dec 2024)
• Stavroulla Williams-Salacuri

  IRN SXW00211

  • [FCA CF] Material risk taker (1 Jan 2021 to 6 Sep 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 5 Sep 2021)
• Stefanie Dominique Blattler

  IRN SXB00178

  • [FCA CF] Material risk taker (1 Oct 2023 to 6 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2023 to 6 Mar 2025)
  • Director of firm who is not a certification employee or a SMF manager (29 Oct 2020 to 17 Nov 2025)
• Stefano Ferraiolo

  IRN SXF01410

  • CF30 Customer (21 Jan 2010 to 25 Sep 2012)
• Stephane Ernest Ferrie

  IRN SEF01027

  • CF30 Customer (1 Nov 2007 to 21 Aug 2008)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Stephane Gruffat

  IRN SXG01223

  • CF30 Customer (25 Nov 2013 to 24 Apr 2014)
• Stephen Bach

  IRN SXB01399

  • [FCA CF] Manager of certification employee (since 26 Aug 2025)
  • [FCA CF] Client dealing (since 27 Nov 2024)
• Stephen Charles Eggins

  IRN SCE01011

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Stephen Christopher Neil Swift

  IRN SCS01046

  • CF30 Customer (27 Jan 2010 to 10 Nov 2014)

No changes recorded yet.