Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stephen Dainton

  IRN SBD01018

  • CF2 Non Executive Director (19 Dec 2008 to 24 Jun 2011)
• Stephen Derwent Griffiths

  IRN SDG01028

  • CF30 Customer (22 Oct 2009 to 27 Jan 2012)
• Stephen James Coleman

  IRN SJC01349

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (11 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 11 Jan 2006)
• Stephen Paul Connolly

  IRN SPC01109

  • CF30 Customer (15 Jul 2008 to 4 Feb 2011)
• Stephen Royston Howard

  IRN SRH00056

  • CF30 Customer (1 Nov 2007 to 6 Jan 2009)
  • CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)
• Stewart Brennan

  IRN SXB02265

  • CF30 Customer (11 Aug 2010 to 26 Apr 2011)
• Steyn Van Der Merwe

  IRN SXV00238

  • [FCA CF] Functions requiring qualifications (3 Mar 2025 to 23 Jun 2025)
• Stuart Airey

  IRN SXA45290

  • [FCA CF] Manager of certification employee (1 Jan 2022 to 8 Jul 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 8 Jul 2023)
• Stuart James English

  IRN SJE01053

  • CF30 Customer (1 Nov 2007 to 2 Oct 2009)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Stuart John Upcraft

  IRN SJU01008

  • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
  • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)

No changes recorded yet.