Stephen Dainton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • SMF1 Chief Executive (16 Jun 2023 to 20 Feb 2024)
    • [FCA CF] Manager of certification employee (12 Oct 2021 to 26 Jul 2022)
    • [FCA CF] Client dealing (4 Sep 2017 to 28 Jun 2019)
    • [FCA CF] Significant management (4 Sep 2017 to 28 Jun 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF3 Executive Director (7 Mar 2016 to 6 Jan 2017)
    • CF1 Director (11 Dec 2015 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jul 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Jun 2003 to 31 Oct 2007)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF2 Non Executive Director (19 Dec 2008 to 24 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.