Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stuart John Woodward

  IRN SXW00558

  • [FCA CF] Material risk taker (7 Feb 2022 to 12 Jun 2023)
• Stuart William Friend Bates

  IRN SXB01429

  • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Su Mei Liu

  IRN SML01108

  • CF30 Customer (29 Nov 2007 to 6 Mar 2016)
• Sunil Amar

  IRN SXA01594

  • CF30 Customer (1 Nov 2007 to 27 Jan 2012)
  • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)
• Susan Ansary

  IRN SXA01427

  • CF30 Customer (1 Nov 2007 to 22 May 2008)
  • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
• Susan Melanie Wingfield

  IRN SMW01087

  • CF30 Customer (1 Nov 2007 to 6 May 2008)
  • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
• Suwun Cheung

  IRN SXC01449

  • CF30 Customer (1 Nov 2007 to 16 Dec 2011)
  • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
• Sven Lloyd Whittingham

  IRN SLW01095

  • CF30 Customer (12 Sep 2008 to 2 Oct 2009)
• Tamlyn Ludford

  IRN TXL01309

  • SMF16 Compliance Oversight (7 Mar 2016 to 5 Oct 2016)
  • CF10 Compliance Oversight (19 May 2015 to 6 Mar 2016)
• Tania Azar

  IRN TXA01120

  • CF30 Customer (1 Nov 2007 to 13 Jul 2008)
  • CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)

No changes recorded yet.