Stuart William Friend Bates

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabaud & Cie (Europe) S.A. (UK branch)

    FRN 984831

    • SMF19 Head of Overseas Branch/Head of Overseas (since 10 Jul 2023)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Mar 2017)
    • CF10a CASS Oversight function (18 Mar 2015 to 6 Mar 2016)
    • CF29 Significant management (18 Mar 2015 to 6 Mar 2016)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF3 Chief Executive (6 Mar 2012 to 1 Jul 2013)
    • CF1 Director (20 Sep 2010 to 19 May 2014)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
    • CF21 Investment Adviser (21 Sep 2002 to 31 Oct 2007)
    • CF26 Customer Trading (12 Jun 2002 to 21 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.