Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Tanja Schmid

  IRN TXS01422

  • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
  • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
• Tarek Abbas

  IRN TXA01299

  • CF30 Customer (16 Feb 2009 to 22 Jul 2009)
• Tarek Paul Khlat

  IRN TPK01009

  • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
  • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Tariq Daghem

  IRN TXD01439

  • [FCA CF] Client dealing (6 Jan 2020 to 8 Mar 2021)
  • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 8 Mar 2021)
• Tarun Chordia Dilip Chordia

  IRN TXD45656

  • [FCA CF] Manager of certification employee (1 Jan 2022 to 24 Aug 2023)
  • [FCA CF] Client dealing (29 Jun 2021 to 24 Aug 2023)
  • [FCA CF] Functions requiring qualifications (29 Jun 2021 to 24 Aug 2023)
• Tatiana Fullick

  IRN TXF00036

  • [FCA CF] Client dealing (4 May 2018 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (18 Apr 2016 to 30 Nov 2025)
• Terry Leslie Hatcliff

  IRN TLH01010

  • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2004)
• Thalia Elisabeth Vroom

  IRN TEB01045

  • CF30 Customer (3 Dec 2008 to 21 May 2012)
• Theis Karlheinz Wenke

  IRN TKW01014

  • CF29 Significant management (4 Nov 2010 to 11 Nov 2011)
• Thomas Gilbert Slocock

  IRN TGS01015

  • CF29 Significant management (11 Dec 2007 to 11 Nov 2008)
  • CF30 Customer (1 Nov 2007 to 11 Nov 2008)
  • CF27 Investment Management (30 Mar 2006 to 31 Oct 2006)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)

No changes recorded yet.