Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Thomas Greenhalgh

  IRN TXG43592

  • [FCA CF] Functions requiring qualifications (2 May 2018 to 29 May 2019)
  • [FCA CF] Client dealing (2 May 2018 to 29 May 2019)
• Thomas Herrmann

  IRN TXH01471

  • CF28 Systems and controls (18 Dec 2013 to 6 Mar 2016)
• Thomas Martin

  IRN TXM01191

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)
• Thomas Peter Clapham Sugden

  IRN TXS03927

  • [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
  • [FCA CF] Material risk taker (since 18 Oct 2024)
  • [FCA CF] Manager of certification employee (28 Jan 2025 to 10 Feb 2026)
  • [PRA CF] Managing a material risk taker (28 Jan 2025 to 10 Feb 2026)
• Thomas Richard Cockburn Hill

  IRN TXC00386

  • Director of firm who is not a certification employee or a SMF manager (12 Oct 2023 to 30 Jun 2024)
• Thomas William Green

  IRN TWG01021

  • [FCA CF] Client dealing (28 Mar 2022 to 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (28 Mar 2022 to 5 Mar 2025)
• Thomas Wirth

  IRN TXW01395

  • CF1 Director (20 Jun 2014 to 31 Mar 2015)
• Tim Jones

  IRN TSJ01007

  • CF30 Customer (23 Dec 2008 to 17 Feb 2010)
• Timothy Clark

  IRN TJC01150

  • [FCA CF] Functions requiring qualifications (8 Oct 2018 to 10 Aug 2023)
  • [FCA CF] Client dealing (8 Oct 2018 to 10 Aug 2023)
• Timothy John Mayo

  IRN TJM01081

  • CF30 Customer (23 Jan 2009 to 3 Jun 2009)

No changes recorded yet.