Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (24 Oct 2018 to 9 Apr 2024)
- [FCA CF] Manager of certification employee (17 Apr 2018 to 31 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 17 Jul 2025)
- [FCA CF] Material risk taker (1 Jan 2017 to 31 May 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 17 Jul 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (4 Dec 2003 to 31 Oct 2007)
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- CF30 Customer (23 Dec 2008 to 17 Feb 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.