Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Timothy Walter Laurence Von Halle

  IRN TWV01002

  • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
  • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
• Timothy Woosley

  IRN TXW01498

  • SMF18 Other Overall Responsibility (12 Apr 2017 to 1 Jan 2019)
• Toby Christopher Fitzgerald

  IRN TCF00007

  • CF30 Customer (1 Nov 2007 to 1 Apr 2011)
  • CF22 Investment Adviser (Trainee) (19 Jul 2007 to 31 Oct 2007)
• Toby Edward Pegler

  IRN TXP01145

  • CF30 Customer (1 Nov 2007 to 24 Dec 2012)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Toby James John Barrow

  IRN TJB01162

  • CF30 Customer (1 Nov 2007 to 27 Jan 2012)
  • CF22 Investment Adviser (Trainee) (3 Jul 2007 to 31 Oct 2007)
• Tom Henry George Dedman

  IRN THD01024

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF22 Investment Adviser (Trainee) (8 Nov 2006 to 31 Oct 2007)
• Tomislav Michael Satchell

  IRN TMS01032

  • CF27 Investment Management (1 Dec 2001 to 5 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Oct 2007)
• Tony Eastwood

  IRN AXE01233

  • CF11 Money Laundering Reporting (4 Sep 2008 to 1 Mar 2011)
• Tony Puri

  IRN TXP01103

  • CF30 Customer (1 Nov 2007 to 2 Nov 2009)
  • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
• Tracy Parker

  IRN TAP01049

  • [FCA CF] Client dealing (5 Sep 2018 to 8 Jul 2024)
  • [FCA CF] Functions requiring qualifications (5 Sep 2018 to 8 Jul 2024)

No changes recorded yet.