Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trevor Malpas Forbes

  IRN TMF01023

  • CF27 Investment Management (1 Dec 2001 to 4 May 2002)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 4 May 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 4 May 2002)
• Tristan Carron de la Carriere

  IRN TXC01377

  • CF30 Customer (2 Dec 2013 to 18 Dec 2014)
• Tristan Francois Etinne Gueranger

  IRN TFG01014

  • CF30 Customer (19 Dec 2007 to 11 Aug 2008)
• Tze Lok Ng

  IRN TXN00104

  • [FCA CF] Functions requiring qualifications (1 Dec 2023 to 31 Jul 2025)
  • [FCA CF] Client dealing (6 Nov 2023 to 5 Mar 2025)
• Tzvetomira Ninkova Tzekova

  IRN TNT00003

  • CF30 Customer (4 Apr 2008 to 28 Jun 2013)
• Umut Keskin

  IRN UXK56032

  • [FCA CF] Functions requiring qualifications (20 Sep 2022 to 10 Dec 2023)
  • [FCA CF] Client dealing (20 Sep 2022 to 10 Dec 2023)
• Urs Rust

  IRN UXR45296

  • Director of firm who is not a certification employee or a SMF manager (15 Dec 2019 to 30 Nov 2020)
• Usmaan Aziz

  IRN UXA00004

  • [FCA CF] Client dealing (23 Oct 2018 to 29 Aug 2023)
  • [FCA CF] Functions requiring qualifications (23 Oct 2018 to 29 Aug 2023)
• Valentin Petrescou

  IRN VXP00133

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 16 Feb 2024)
  • [FCA CF] Material risk taker (1 Jan 2023 to 16 Feb 2024)
• Valeri Valeriy Popritkin

  IRN VVP01004

  • CF30 Customer (20 Nov 2007 to 4 Dec 2009)

No changes recorded yet.