Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Plurimi Wealth LLP
FRN 466728
- 13. Giving personal recommendations on and dealing with derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
-
- [FCA CF] Client dealing (20 Sep 2022 to 10 Dec 2023)
- [FCA CF] Functions requiring qualifications (20 Sep 2022 to 10 Dec 2023)
-
- [FCA CF] Functions requiring qualifications (11 Apr 2018 to 20 Sep 2022)
- [FCA CF] Client dealing (11 Apr 2018 to 20 Sep 2022)
-
- [FCA CF] Functions requiring qualifications (11 Apr 2018 to 20 Sep 2022)
- [FCA CF] Client dealing (11 Apr 2018 to 20 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.