Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Valerie Christine Finch

  IRN VCF01001

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
• Valika Vasiliki Fountoulakis

  IRN VVF01000

  • CF30 Customer (1 Nov 2007 to 7 May 2009)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Varant Mahdessian

  IRN VXM01060

  • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
  • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
• Victor Fedulov

  IRN VXF00006

  • [FCA CF] Functions requiring qualifications (20 Feb 2020 to 13 Aug 2023)
  • [FCA CF] Client dealing (20 Feb 2020 to 13 Aug 2023)
• Victoria Buck

  IRN VXB01351

  • SMF18 Other Overall Responsibility (30 Sep 2016 to 4 Oct 2024)
  • [FCA CF] Material risk taker (7 Mar 2016 to 14 Jan 2025)
  • [PRA CF] Managing a material risk taker (7 Mar 2016 to 12 Dec 2024)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 14 Jan 2025)
• Vijay Acharya

  IRN VXA01020

  • CF21 Investment Adviser (16 Jul 2004 to 2 Aug 2006)
• Vikas Seth

  IRN VXS01120

  • CF30 Customer (21 Nov 2013 to 24 Apr 2014)
• Vincenzo Chiarello

  IRN VXC01124

  • CF30 Customer (2 Jan 2015 to 6 Mar 2016)
• Viorel Campeanu

  IRN VXC01067

  • CF21 Investment Adviser (13 Dec 2004 to 28 Feb 2005)
• Virender Sharma

  IRN VXS01339

  • [FCA CF] Client dealing (10 Jan 2022 to 14 Oct 2022)
  • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 14 Oct 2022)

No changes recorded yet.