Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Walid Anis Edward Armaly

  IRN WAA00009

  • CF21 Investment Adviser (20 Apr 2006 to 23 Mar 2007)
  • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 19 Apr 2006)
• Walter Markus Sperb

  IRN WMS01037

  • CF1 Director (26 Mar 2015 to 31 Dec 2015)
• Wanda Coleen Symonds

  IRN WCS01019

  • CF30 Customer (15 Feb 2008 to 7 May 2009)
• Wenceslao Bunge

  IRN WXB01081

  • CF30 Customer (25 Nov 2013 to 24 Apr 2014)
• William Barnes

  IRN WXB00027

  • [FCA CF] Client dealing (5 Jan 2021 to 6 Jan 2021)
  • [FCA CF] Material risk taker (5 Jan 2021 to 31 Aug 2023)
  • [PRA CF] Significant risk taker or Material risk taker (5 Jan 2021 to 31 Aug 2023)
  • [FCA CF] CASS oversight function (5 Jan 2021 to 31 Aug 2023)
• William Betchley

  IRN WJB01077

  • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
  • CF22 Investment Adviser (Trainee) (9 Jan 2007 to 31 Oct 2007)
• William Cummings

  IRN WXC01232

  • CF30 Customer (5 Aug 2014 to 30 Oct 2015)
• William Davies

  IRN WDD01015

  • [FCA CF] Functions requiring qualifications (3 Oct 2018 to 11 May 2021)
  • [FCA CF] Client dealing (3 Oct 2018 to 11 May 2021)
• William Frederick Charles Lane

  IRN WFL00004

  • CF30 Customer (12 Jan 2010 to 30 Mar 2011)
• William John Hayes

  IRN WJH01070

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)

No changes recorded yet.