Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 22 Jan 2024)
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2023)
- CF30 Customer (22 Jun 2012 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF22 Investment Adviser (Trainee) (9 Jan 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (8 May 2006 to 20 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.