William Barnes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • SMF18 Other Overall Responsibility (since 13 May 2025)
  • RBC Investor Services Trust

    FRN 435052

    • SMF22 Other Local Responsibility (since 13 May 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (5 Jan 2021 to 6 Jan 2021)
    • [FCA CF] Material risk taker (5 Jan 2021 to 31 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (5 Jan 2021 to 31 Aug 2023)
    • [FCA CF] CASS oversight function (5 Jan 2021 to 31 Aug 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (5 Jan 2021 to 6 Jan 2021)
    • [FCA CF] Material risk taker (5 Jan 2021 to 31 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (5 Jan 2021 to 31 Aug 2023)
    • [FCA CF] CASS oversight function (5 Jan 2021 to 31 Aug 2023)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2019 to 1 Jun 2019)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2019 to 1 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.