Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• William Ladenburg

  IRN WGL01014

  • [FCA CF] Client dealing (1 Oct 2018 to 15 May 2022)
  • [FCA CF] Functions requiring qualifications (1 Oct 2018 to 15 May 2022)
• William O'Dea

  IRN WXO01016

  • CF13 Finance (19 May 2004 to 6 Dec 2004)
  • CF14 Risk Assessment (19 May 2004 to 6 Dec 2004)
• William Otto Stephenson

  IRN WOS00005

  • CF30 Customer (10 Jul 2009 to 27 Jun 2012)
• William Waugh

  IRN WPW01010

  • [PRA CF] Significant risk taker or Material risk taker (10 Oct 2024 to 23 Jun 2025)
  • [FCA CF] Material risk taker (10 Oct 2024 to 23 Jun 2025)
  • [FCA CF] Client dealing (12 Sep 2019 to 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (12 Sep 2019 to 23 Jun 2025)
• Wing Yan Ng

  IRN WYN01001

  • CF30 Customer (25 Feb 2010 to 16 Dec 2011)
• Yannick Anipah Khomia Koffigan

  IRN YAK01005

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Yannick Leydet

  IRN YXL01039

  • CF30 Customer (17 Jan 2008 to 10 Aug 2009)
• Yasir Sayed

  IRN YXS34045

  • [FCA CF] Client dealing (10 Jan 2022 to 1 Jul 2022)
  • [FCA CF] Functions requiring qualifications (10 Jan 2022 to 1 Jul 2022)
• Yousef Hajjar

  IRN YDH00003

  • [FCA CF] Client dealing (4 May 2018 to 28 Oct 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Oct 2019)
  • CF30 Customer (5 Sep 2014 to 6 Mar 2016)
• Yousif Banayoti

  IRN YXB01022

  • CF30 Customer (13 Sep 2011 to 10 Feb 2012)

No changes recorded yet.