Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Yu-Liang Ooi

  IRN YXO00022

  • SMF5 Head of Internal Audit (since 16 Jun 2023)
  • [FCA CF] Material risk taker (16 Jun 2023 to 3 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (16 Jun 2023 to 3 Feb 2025)
• Yufei Qiu

  IRN YXQ00005

  • [FCA CF] Client dealing (since 11 Oct 2024)
• Yulia Nissler

  IRN YXS01126

  • [FCA CF] Material risk taker (16 Jul 2020 to 16 Aug 2023)
  • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 16 Aug 2023)
  • [FCA CF] Client dealing (4 May 2018 to 16 Aug 2023)
  • [FCA CF] Functions requiring qualifications (11 Aug 2016 to 16 Aug 2023)
• Yun Teoh

  IRN YXT00013

  • [FCA CF] Material risk taker (7 Mar 2016 to 13 Mar 2023)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Mar 2023)
• Yuri Poliakov

  IRN YXP01022

  • [FCA CF] Client dealing (9 Jan 2023 to 7 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Jan 2023 to 7 Sep 2023)
• Yves Josef Hugenmatter

  IRN YJH01002

  • CF30 Customer (5 Nov 2013 to 6 Mar 2016)
• Yvonne Ka-Po Choi

  IRN YKC01005

  • CF30 Customer (3 Mar 2014 to 6 Mar 2016)
• Zahia Benatia

  IRN ZXB01025

  • CF30 Customer (21 Sep 2015 to 6 Mar 2016)
• Zahid Hussain

  IRN ZXH00093

  • [PRA CF] Significant risk taker or Material risk taker (since 8 Sep 2025)
  • [FCA CF] Material risk taker (since 8 Sep 2025)
• Zeid Haddad

  IRN ZXH01018

  • CF30 Customer (1 Nov 2007 to 11 Aug 2010)
  • CF22 Investment Adviser (Trainee) (6 Jul 2006 to 31 Oct 2007)

No changes recorded yet.