Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Jan 2023 to 7 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Jan 2023 to 7 Sep 2023)
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- CF30 Customer (22 Feb 2008 to 27 Nov 2008)
- CF21 Investment Adviser (3 Feb 2006 to 21 Feb 2007)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (30 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.