William Ladenburg

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabaud & Cie (Europe) S.A. (UK branch)

    FRN 984831

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 10 Jul 2023)
    • [FCA CF] Client dealing (since 10 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (1 Oct 2018 to 15 May 2022)
    • [FCA CF] Client dealing (1 Oct 2018 to 15 May 2022)
  • Sparrows Capital Limited (no longer approved here)

    FRN 607414

    • CF30 Customer (22 Feb 2016 to 26 Sep 2018)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (25 Mar 2010 to 15 Jan 2016)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (1 Nov 2007 to 27 Jan 2010)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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