Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Nov 2024)
  • Saranac Partners Limited (no longer approved here)

    FRN 763601

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2022)
    • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Oct 2010)
    • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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