Tony Eastwood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Significant management (17 May 2022 to 30 Jun 2023)
    • [FCA CF] Algorithmic trading (15 Dec 2017 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 30 Jun 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Significant management (17 May 2022 to 30 Jun 2023)
    • [FCA CF] Algorithmic trading (15 Dec 2017 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 30 Jun 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2023)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • [FCA CF] Material risk taker (7 Mar 2020 to 6 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2020 to 6 Mar 2022)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • CF11 Money Laundering Reporting (4 Sep 2008 to 1 Mar 2011)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF11 Money Laundering Reporting (4 Sep 2008 to 1 Mar 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF11 Money Laundering Reporting (4 Sep 2008 to 1 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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