Toby Edward Pegler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plurimi Wealth LLP

    FRN 466728

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (8 Sep 2014 to 12 Nov 2019)
    • CF30 Customer (22 Jan 2013 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 24 Dec 2012)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF21 Investment Adviser (15 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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