Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Credit Suisse (UK) Limited
FRN 124269
- [FCA CF] Material risk taker (since 18 Oct 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Oct 2024)
- [PRA CF] Managing a material risk taker (28 Jan 2025 to 10 Feb 2026)
- [FCA CF] Manager of certification employee (28 Jan 2025 to 10 Feb 2026)
-
CREDIT SUISSE INTERNATIONAL
FRN 146702
- [FCA CF] Material risk taker (since 30 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 30 Sep 2024)
- [FCA CF] Manager of certification employee (12 Dec 2024 to 10 Feb 2026)
- [PRA CF] Managing a material risk taker (11 Nov 2024 to 10 Feb 2026)
-
UBS AG
FRN 186958
- [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2023)
- [FCA CF] Material risk taker (since 1 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.