Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EFG Private Bank Limited
FRN 144036
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 28 Sep 2023)
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- [FCA CF] Manager of certification employee (1 Jan 2022 to 24 Aug 2023)
- [FCA CF] Functions requiring qualifications (29 Jun 2021 to 24 Aug 2023)
- [FCA CF] Client dealing (29 Jun 2021 to 24 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.