Thomas Gilbert Slocock

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • iCapital UK Services Limited

    FRN 1032566

    • SMF3 Executive Director (since 9 Jul 2025)
  • Infinity Asset Management LLP (no longer approved here)

    FRN 464315

    • CF1 Director (AR) (20 Jun 2024 to 8 Jul 2025)
    • CF30 Customer (20 Jun 2024 to 8 Jul 2025)
  • iCapital UK Services Limited (no longer approved here)

    FRN 1012454

    • (3)Employed By (20 Jun 2024 to 8 Jul 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 27 Dec 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Jan 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 May 2016)
    • CF29 Significant management (1 Mar 2009 to 6 Mar 2016)
    • CF30 Customer (27 Feb 2009 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 31 Jan 2017)
    • CF1 Director (16 Jan 2014 to 15 Mar 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF1 Director (25 Mar 2011 to 25 Nov 2015)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF3 Chief Executive (1 Mar 2009 to 1 Aug 2014)
    • CF30 Customer (1 Mar 2009 to 1 Aug 2014)
    • CF1 Director (1 Mar 2009 to 1 Aug 2014)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF29 Significant management (11 Dec 2007 to 11 Nov 2008)
    • CF30 Customer (1 Nov 2007 to 11 Nov 2008)
    • CF27 Investment Management (30 Mar 2006 to 31 Oct 2006)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 11 Nov 2008)
    • CF21 Investment Adviser (12 Jun 2002 to 7 Aug 2002)
    • CF27 Investment Management (12 Jun 2002 to 31 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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