Tariq Daghem

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited

    FRN 144036

    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 10 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2022)
    • CF30 Customer (28 Jul 2015 to 6 Mar 2016)
  • Emirates NBD Bank (P.J.S.C) (no longer approved here)

    FRN 514680

    • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 4 Mar 2022)
    • [FCA CF] Client dealing (23 Aug 2021 to 4 Mar 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (6 Jan 2020 to 8 Mar 2021)
    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 8 Mar 2021)
  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • CF30 Customer (28 Jul 2015 to 1 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.