Stephen Royston Howard

• Oculus Wealth Management Limited

  FRN 605985

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 29 Aug 2018)
  • CF30 Customer (since 29 Aug 2018)
• Oculus Wealth Management (Oxfordshire) Limited

  FRN 817221

  • (1)Employed By (since 29 Aug 2018)
• PHILIP T ENGLISH INTERNATIONAL FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 125041

  • CF30 Customer (20 Jan 2015 to 21 Sep 2018)
• BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

  FRN 155595

  • CF30 Customer (16 Jul 2012 to 28 Feb 2014)
• Coutts & Company (no longer approved here)

  FRN 122287

  • CF30 Customer (13 Dec 2010 to 3 May 2012)
  • CF21 Investment Adviser (20 May 2002 to 14 May 2004)
  • CF27 Investment Management (1 Dec 2001 to 25 Jul 2002)
• Credit Suisse (UK) Limited (no longer approved here)

  FRN 124269

  • CF30 Customer (1 Nov 2007 to 6 Jan 2009)
  • CF21 Investment Adviser (27 May 2004 to 31 Oct 2007)

No changes recorded yet.