Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Intrinsic Capital London Limited
FRN 1018622
- 17. Administrative functions in relation to managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Mar 2025)
- [FCA CF] Material risk taker (since 4 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 4 Mar 2025)
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- [FCA CF] Manager of certification employee (9 Aug 2021 to 27 Sep 2024)
- [FCA CF] Material risk taker (20 Jul 2020 to 27 Sep 2024)
- [FCA CF] Client dealing (20 Jul 2020 to 27 Sep 2024)
- [FCA CF] Functions requiring qualifications (20 Jul 2020 to 27 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Jul 2020 to 27 Feb 2024)
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- CF30 Customer (19 Oct 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 2 Oct 2009)
- CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 11 Dec 2008)
- CF21 Investment Adviser (12 Jun 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.