Stephen Paul Connolly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF30 Customer (13 Aug 2013 to 6 Mar 2016)
Stanhope Capital LLP (no longer approved here)
FRN 400309
- CF30 Customer (16 May 2011 to 28 Jun 2013)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF30 Customer (15 Jul 2008 to 4 Feb 2011)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF21 Investment Adviser (9 May 2005 to 13 Oct 2006)
- CF22 Investment Adviser (Trainee) (5 Oct 2004 to 9 May 2005)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF21 Investment Adviser (9 May 2005 to 13 Oct 2006)
- CF22 Investment Adviser (Trainee) (5 Oct 2004 to 9 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.