Stephane Gruffat

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Client dealing (since 14 Sep 2021)
    • [FCA CF] Material risk taker (since 23 Aug 2021)
    • [FCA CF] Manager of certification employee (14 Sep 2021 to 16 Aug 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 May 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 May 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 May 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (25 Nov 2013 to 24 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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