Samuel John Moon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peregrine & Black Investment Management Limited
FRN 757727
- [FCA CF] Client dealing (since 9 Apr 2026)
BROWN SHIPLEY & CO. LIMITED (no longer approved here)
FRN 124548
- [FCA CF] Functions requiring qualifications (2 Aug 2021 to 31 Mar 2023)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- [FCA CF] Client dealing (1 Jun 2020 to 10 Mar 2021)
- [FCA CF] Functions requiring qualifications (1 Jun 2020 to 10 Mar 2021)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (3 Jun 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.