Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- 13. Giving personal recommendations on and dealing with derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 24 Oct 2025)
- [FCA CF] Client dealing (since 24 Oct 2025)
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- [FCA CF] Client dealing (12 Feb 2024 to 18 Jul 2025)
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- CF30 Customer (2 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (30 Sep 2016 to 27 Apr 2018)
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- CF30 Customer (12 Jun 2009 to 13 Apr 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.