Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE

    FRN 755066

    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 24 Oct 2025)
    • [FCA CF] Client dealing (since 24 Oct 2025)
  • Swix Family Office UK Limited (no longer approved here)

    FRN 936901

    • [FCA CF] Client dealing (12 Feb 2024 to 18 Jul 2025)
  • Saranac Partners Limited (no longer approved here)

    FRN 763601

    • CF30 Customer (2 Oct 2018 to 8 Dec 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (30 Sep 2016 to 27 Apr 2018)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (12 Jun 2009 to 13 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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